Ubs Oconnor LLC
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Overview
Ubs Oconnor LLC operates as an advisory company based in Chicago, Illinois. The firm administers $14.9 billion in assets throughout 42 client accounts, making it one of the largest financial advisory firms in the country by assets under management (AUM). The firm has an average-sized group, including 58 financial advisors. Ubs Oconnor LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are tradable financial investments like bonds, equities and options.
Ubs Oconnor LLC oversees all of the firm's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell judgments without needing client approval. The firm's average account size is $355.8 million. The typical financial advisor at Ubs Oconnor LLC manages fewer than one client account, placing it among the most personalized financial advisor firms in the country.
The firm's main office is located at One North Wacker Drive, Floor 31, Chicago, Illinois 60606. The company is legally permitted to serve investors across 5 states, including Connecticut, Florida, Illinois, New York and Tennessee.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ubs Oconnor LLC by the Numbers
$14.9 billion
72
42
$355.8 million
Fee Structure
Financial advisory fees largely vary depending on which services the firm provides the client. However, fees billed by Ubs Oconnor LLC can include some combination of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to pooled investment vehicles. Out of its 42 accounts, Ubs Oconnor LLC's biggest client by number of accounts is pooled investment vehicles. Around 69% of its accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ubs Oconnor LLC does not have any disclosures.
Please visit its Form ADV for more details.
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