Battery Global Advisors, LLC
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Overview
Battery Global Advisors, LLC operates as a financial advisory company headquartered in Boston, Massachusetts. It handles $4.3 billion in total assets across 111 accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). The firm has a small group, including 12 financial advisors. Battery Global Advisors, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments such as options, equities and bonds.
Battery Global Advisors, LLC oversees more than half of the company's accounts in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes buy and sell judgments without needing client authorization. The firm also manages 54 non-discretionary accounts with a total of $2.2 billion in AUM. The investment advisory firm's typical account size is $38.5 million. The typical advisor at Battery Global Advisors, LLC administers around nine client accounts, placing it among the more personalized financial advisor firms in the country.
Battery Global Advisors, LLC's headquarters is at One Marina Park Drive, Boston, Massachusetts 2210. The firm is allowed to serve investors throughout a number of states, including California and Massachusetts.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Battery Global Advisors, LLC by the Numbers
$4.3 billion
32
111
$38.5 million
Products and Services
Battery Global Advisors, LLC provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and selection of other advisers. In the prior fiscal year, the firm provided financial planning services to 101-250 of its clients. The firm does sell products or offer services other than investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors are based on which services the firm provides the client. Fee types charged by Battery Global Advisors, LLC most likely consist of the following fee types: asset-based, fixed, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
Types of Clients
Battery Global Advisors, LLC caters to high net worth investors and pooled investment vehicles. Out of its 111 customers, Battery Global Advisors, LLC's biggest client type is high net worth investors, but it also manages money for 59 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). About 14% of the firm's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 53.64%
- Other Individuals - 0%
- Corporations - 46.36%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Battery Global Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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