Tiaa Kaspick, LLC
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Overview
Tiaa Kaspick, LLC operates as a financial advisor company that has its headquarters in Boston, Massachusetts. It handles $7.3 billion in total assets across 6,225 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The firm has a large group, including 17 financial advisors. Tiaa Kaspick, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as options, bonds and stocks.
Tiaa Kaspick, LLC oversees most of its accounts on a discretionary basis. Discretionary management signifies that buy and sell choices are made by a portfolio manager without needing to seek client authorization. Tiaa Kaspick, LLC also oversees eight non-discretionary accounts with a total of $2.6 million in assets. The firm manages roughly $1.2 million for every client account. An average financial advisor at Tiaa Kaspick, LLC administers about 366 client accounts.
The company's main office is at 70 Franklin Street, Boston, Massachusetts 02110-1313. It is legally permitted to provide services to clients across 17 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tiaa Kaspick, LLC by the Numbers
$7.3 billion
110
6,225
$1.2 million
Fee Structure
Fees charged by financial advisors vary depending on which services the firm provides the client. Fees charged by Tiaa Kaspick, LLC most likely include some combination of the following fee types: asset-based or hourly. The firm does not participate in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Tiaa Kaspick, LLC provides services to retail investors and charitable organizations. Out of its 6,225 customers, Tiaa Kaspick, LLC's biggest client type is charitable organizations. None of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 13.38%
- Corporations - 0%
- Charitable Organizations - 86.62%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Tiaa Kaspick, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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