Essex Ridge Capital Group, LLC
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Overview
Essex Ridge Capital Group, LLC operates as a financial advisor firm based in Saint Louis, Missouri. The firm administers $128.8 million in assets under management over 88 accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). The company has a small team, including 2 financial advisors. Essex Ridge Capital Group, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like bonds, options and stocks.
Essex Ridge Capital Group, LLC administers all of its accounts in a discretionary manner. Discretionary management signifies that a portfolio manager makes transaction decisions without needing client authorization. Essex Ridge Capital Group, LLC manages an average of $1.5 million for each customer account. The typical advisor at Essex Ridge Capital Group, LLC administers around 44 client accounts, making it about average in terms of personalization.
The company's central office is located at 1401 S. Brentwood Blvd., Saint Louis, Missouri 63144. Essex Ridge Capital Group, LLC is legally permitted to serve investors in the state of Missouri.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Essex Ridge Capital Group, LLC by the Numbers
$128.8 million
2
88
$1.5 million
Products and Services
Financial services that Essex Ridge Capital Group, LLC offers can include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, it provided financial planning services to 1-10 of its customers. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services are based on which service is offered. Fees billed by Essex Ridge Capital Group, LLC typically consist of the following fee structure: asset-based. The company does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Essex Ridge Capital Group, LLC works with high net worth investors. Out of its 88 customers, Essex Ridge Capital Group, LLC's biggest client type is high net worth investors, though it also caters to 10 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 100%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Essex Ridge Capital Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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