325 Capital
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Learn more about 325 Capital
Overview
325 Capital is a financial advisory company headquartered in New York, New York. The firm has $157.5 million in assets under management over seven client accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). The firm has a small team, including 4 financial advisors. 325 Capital is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as options, bonds and stocks.
325 Capital manages all of the company's accounts in a discretionary manner. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without requiring client approval. The company's average account size is $22.5 million. The average advisor at 325 Capital oversees around two client accounts, placing it among the most individualized advisor firms in the country.
325 Capital's main office is at 757 Third Avenue, New York, New York 10017. It is legally permitted to serve clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
325 Capital by the Numbers
$157.5 million
5
7
$22.5 million
Fee Structure
Fees charged by financial advisors are based on the type of services offered. Fee types billed by the company may include the following fee structures: asset-based, performance-based or other. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company provides services to pooled investment vehicles. Out of its seven clients, 325 Capital's biggest client group by number of accounts is pooled investment vehicles. Around 30% of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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