3I Corporation
Answer a few questions and
get matched with an advisor.
Learn more about 3I Corporation
Overview
3I Corporation operates as a financial advisor company based in New York, New York. The company controls $2.0 billion in assets across 15 accounts, making it one of the biggest firms in the country by assets under management (AUM). It has a small team, including 19 financial advisors. 3I Corporation does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as equities, options and bonds.
3I Corporation oversees some of its client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by a portfolio manager without needing client consent. The company also administers 10 non-discretionary accounts totaling $1.7 billion in assets under management. The advisory firm's typical account size is $130.8 million. The typical advisor at 3I Corporation administers fewer than one client account, placing it among the most personalized financial advisor firms in the country.
3I Corporation's central office is located at One Grand Central Place, New York, New York 10165.
Assets Under Management
Number of Advisors
Disclosures
Office Location
3I Corporation by the Numbers
$2.0 billion
21
15
$130.8 million
Fee Structure
Fees for financial management typically are based on which services are offered. Fee types billed by 3I Corporation likely consist of some blend of the following fee types: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
3I Corporation works with pooled investment vehicles. Out of its 15 accounts, 3I Corporation's biggest client type is pooled investment vehicles. Around 67% of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
3I Corporation does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.