Ajf Capital Management, Inc
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Overview
Ajf Capital Management, Inc is a financial advisory firm based at 708 Third Avenue, New York, New York, 10017. The firm holds registration in multiple states, including California, Connecticut, Florida, Louisiana, New Jersey, and New York. It does not hold a broker dealer registration.
Ajf Capital Management, Inc manages $118.5 million in assets under management (AUM) and oversees 558 accounts, all of which are managed on a discretionary basis. This indicates that the firm's portfolio managers have the authority to execute investment transactions on behalf of their clients without requiring prior approval.
The firm employs a team of 4 financial advisors. In the last fiscal year, the firm provided financial planning services to a number of clients ranging between 10 and 25. The services offered by Ajf Capital Management, Inc encompass financial planning services, portfolio management for individuals and small businesses, and pension consulting services.
Ajf Capital Management, Inc has the capacity to implement various types of fee structures, including asset-based, fixed, and commission-based fees. The firm is part of a wrap fee program.
The firm caters to a variety of investors, including retail investors, high net worth investors, pension plans, and charitable organizations. The majority of the firm's clients are retail investors. The firm also serves 30 high net worth clients.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Ajf Capital Management, Inc by the Numbers
$118.5 million
4
558
$212.4 thousand
Products and Services
Ajf Capital Management, Inc provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses and pension consulting services. In the past fiscal year, Ajf Capital Management, Inc provided financial planning services to 11-25 of its accounts. It does sell products or offer services different than investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. However, fees billed by Ajf Capital Management, Inc most likely are comprised of the following fee structures: asset-based, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 558 clients, Ajf Capital Management, Inc's biggest client type by number of accounts is retail investors, although it also caters to 104 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 29.89%
- Other Individuals - 54.02%
- Corporations - 14.94%
- Charitable Organizations - 1.15%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Ajf Capital Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Ajf Capital Management, Inc
New York, NY
New York, NY
New York, NY
New York, NY
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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