Alternative Investment Management, LLC
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Overview
Alternative Investment Management, LLC operates as an advisory firm headquartered in New York, New York. The firm manages $1.2 billion in assets under management over 21 accounts, making it one of the larger firms in the United States by assets under management (AUM). It has a small team, including 14 financial advisors. Alternative Investment Management, LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, equities and bonds.
Alternative Investment Management, LLC manages all of its accounts on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make transaction choices for the client's account without needing to seek client authorization. The investment advisory firm's typical account size is $55.4 million. An average financial advisor at Alternative Investment Management, LLC oversees about two client accounts, placing it among the most individualized firms in the country.
The firm's main office is located at 757 Third Ave, New York, New York 10017.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Alternative Investment Management, LLC by the Numbers
$1.2 billion
18
21
$55.4 million
Products and Services
Services that Alternative Investment Management, LLC provides include portfolio management for pooled investment vehicles and selection of other advisers. The company does not sell products or offer services other than investment advice to its investment advisory accounts.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees usually vary depending on which services the firm provides the client. Fee types billed by Alternative Investment Management, LLC can include some blend of the following fee structures: asset-based or performance-based. Alternative Investment Management, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with pooled investment vehicles. Out of its 21 customers, Alternative Investment Management, LLC's biggest client type by number of accounts is pooled investment vehicles. Just 10% of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Alternative Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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