Awm Investment Company Inc
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Overview
Awm Investment Company Inc is a financial advisor firm based in New York, New York. The company manages $843.0 million in total assets throughout eight client accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). The firm has a small group, including 8 financial advisors. Awm Investment Company Inc is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets like bonds, options and equities.
Awm Investment Company Inc oversees all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which a portfolio manager makes transaction judgments for the client's account without requiring the customer's authorization. The firm manages an average of $105.4 million in assets for every customer account. The typical financial advisor at Awm Investment Company Inc oversees around one client account, placing it among the most individualized advisor firms in the country.
Awm Investment Company Inc's headquarters is located at Special Situations Funds, New York, New York 10022.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Awm Investment Company Inc by the Numbers
$843.0 million
14
8
$105.4 million
Fee Structure
Financial advisory fees typically vary depending on which services the firm provides the client. Fees charged by the firm typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Out of its eight customers, Awm Investment Company Inc's largest client group is pooled investment vehicles. Around 13% of the firm's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Awm Investment Company Inc does not have any disclosures.
Please visit its Form ADV for more details.
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