Caligan Partners
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Overview
Caligan Partners is a financial advisor firm based in New York, New York. Caligan Partners oversees $139.8 million in assets under management over nine client accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). Caligan Partners has a small group, including 3 financial advisors. Caligan Partners is not a registered broker-dealer, meaning it cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are exchangable financial investments such as bonds, options and stocks.
Caligan Partners oversees all of the firm's accounts on a discretionary basis. Discretionary management means that a portfolio manager makes buy and sell decisions without needing the client's consent. The firm manages an average of $15.5 million in assets for each client account. The typical financial advisor at Caligan Partners manages around three client accounts, making it one of the most individualized advisor firms in the country.
The firm's central office is located at 515 Madison Avenue, New York, New York 10022. The company is legally allowed to serve clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Caligan Partners by the Numbers
$139.8 million
3
9
$15.5 million
Fee Structure
Fees charged by financial advisors vary depending on which services are offered. Fee types charged by the firm can be comprised of the following fee types: asset-based or performance-based. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Caligan Partners provides services to pooled investment vehicles and other. Out of its nine accounts, Caligan Partners's biggest client by number of accounts is pooled investment vehicles. Around 22% of the company's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Caligan Partners does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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