Carosa, Stanton & Depaolo Asset Management, LLC
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Learn more about Carosa, Stanton & Depaolo Asset Management, LLC
Overview
Carosa, Stanton & Depaolo Asset Management, LLC is a financial advisory company based in Mendon, New York. The company oversees $35.5 million in assets under management across 25 client accounts. The company has a small team, including 2 financial advisors. Carosa, Stanton & Depaolo Asset Management, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are exchangable financial assets like stocks, options and bonds.
Carosa, Stanton & Depaolo Asset Management, LLC administers all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes buy and sell decisions for the client's account without requiring client approval. The advisory firm manages an average of $1.4 million for every client account. The average advisor at Carosa, Stanton & Depaolo Asset Management, LLC administers around 13 client accounts, placing it among the more individualized advisor firms in the country.
The company's central office is at 3909 Rush-Mendon Road, Mendon, New York 14506. The firm is legally registered to provide services to clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Carosa, Stanton & Depaolo Asset Management, LLC by the Numbers
$35.5 million
3
25
$1.4 million
Fee Structure
Fees for financial management usually are based on the services provided. Fees charged by the firm typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors and investment companies. Out of its 25 clients, Carosa, Stanton & Depaolo Asset Management, LLC's largest client group by number of accounts is retail investors. None of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 92%
- Corporations - 8%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Carosa, Stanton & Depaolo Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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