Dcm Advisors, LLC
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Overview
Dcm Advisors, LLC operates as an advisory firm headquartered in New York, New York. Dcm Advisors, LLC has $271.2 million in assets under management throughout 99 accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). Dcm Advisors, LLC has a small team, including 10 financial advisors. Dcm Advisors, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as options, equities and bonds.
Dcm Advisors, LLC administers all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by a portfolio manager without requiring client authorization. The company administers roughly $2.7 million in assets for every account. The typical financial advisor at Dcm Advisors, LLC manages about ten client accounts, making it one of the more personalized financial advisor firms in the country.
The company's headquarters is located at 33 Whitehall Street, New York, New York 10004. Dcm Advisors, LLC is legally allowed to serve clients throughout 4 states, including California, Florida, New Jersey and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Dcm Advisors, LLC by the Numbers
$271.2 million
15
99
$2.7 million
Products and Services
Dcm Advisors, LLC provides multiple financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and publication of newsletters. However, it did not provide financial planning services to any of its accounts in the previous financial year. Dcm Advisors, LLC does not sell products or offer services other than investment advice to its investment advisory accounts. The company is also affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees typically are based on which service is offered. Fees billed by Dcm Advisors, LLC most likely consist of any combination of the following fee types: asset-based, hourly or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 26% of firms
Performance-based
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Offered by 0% of firms
Subscription
Types of Clients
Dcm Advisors, LLC does business with a broad range of customers. It provides services to retail investors, high net worth investors, investment companies, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 99 customers, Dcm Advisors, LLC's largest client is retail investors, but it also manages money for 14 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 14.14%
- Other Individuals - 69.7%
- Corporations - 14.14%
- Charitable Organizations - 2.02%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Dcm Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Dcm Advisors, LLC
New York, NY
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