East End Advisors, LLC
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Overview
East End Advisors, LLC is a financial advisory firm situated at 610 Fifth Avenue 5th Floor, New York, New York, 10020. The firm holds registration in Florida and New York, and it does not function as a registered broker dealer.
The firm oversees $5.7 billion in assets under management (AUM), categorizing it as a large-sized firm. These assets are spread across 36 client accounts, overseen by a team of 9 financial advisors. This suggests that each advisor is responsible for approximately 4 client accounts.
The firm handles 18 discretionary accounts, where the firm’s portfolio managers hold the authority to execute investment decisions on behalf of their clients without prior approval. In addition, the firm oversees 18 non-discretionary accounts, where the client retains the decision-making authority.
In the previous fiscal year, East End Advisors, LLC provided financial planning services to a number of clients ranging from 1 to 10. The firm offers a variety of services including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisors.
East End Advisors, LLC operates with asset-based and fixed fee structures. However, it does not engage in a wrap fee program. The firm works with high net worth investors and charitable organizations. The largest client type by accounts is charitable organizations. The firm also serves 50 high net worth clients.
Assets Under Management
Number of Advisors
Disclosures
Office Location
East End Advisors, LLC by the Numbers
$5.7 billion
18
36
$159.6 million
Products and Services
East End Advisors, LLC provides a number of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. In the prior fiscal year, it provided 1-10 of its clients with financial planning services. The firm is not involved in selling products or offering services other than investment advice to its investment advisory customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees are based on the type of financial services provided. However, fees billed by the company likely include the following fee types: asset-based or fixed. East End Advisors, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to high net worth investors and charitable organizations. Out of its 36 accounts, East End Advisors, LLC's largest client is charitable organizations, but it also manages money for nine high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). About 11% of the company's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 50%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 50%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
East End Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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