Em Advisor
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Overview
Em Advisor operates as an advisory company that has its headquarters in New York, New York. It has $259.9 million in assets under management throughout 10 client accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). Em Advisor has a small group, including 14 financial advisors. Em Advisor does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as options, equities and bonds.
Em Advisor manages all of the company's client assets in a discretionary manner. Discretionary management signifies that an investment advisor has the discretion to make buy and sell judgments without requiring client approval. The investment advisory firm oversees roughly $26.0 million in assets for each client account. The average advisor at Em Advisor oversees fewer than one client account, placing it among the most personalized firms in the country.
The firm's main office is at 91 Fifth Ave, New York, New York 10003. The company is allowed to serve clients in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Em Advisor by the Numbers
$259.9 million
38
10
$26.0 million
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. However, fee types billed by the firm likely include the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company caters to pooled investment vehicles. Out of its 10 clients, Em Advisor's biggest client type by number of accounts is pooled investment vehicles. None of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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