Fields Gottscho Capital Management LLC
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Overview
Fields Gottscho Capital Management LLC is an advisory firm based in New York, New York. It handles $232.3 million in assets under management over 194 customer accounts, making it a mid-tier firm in the country by assets under management (AUM). It has a small team, including 4 financial advisors. Fields Gottscho Capital Management LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like options, bonds and stocks.
Fields Gottscho Capital Management LLC manages all of the firm's client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make buy and sell decisions without requiring client consent. Fields Gottscho Capital Management LLC's average account size is $1.2 million. The average advisor at Fields Gottscho Capital Management LLC oversees around 49 client accounts, making it about average in terms of personalization.
Fields Gottscho Capital Management LLC's headquarters is at 1120 Avenue Of The Americas, New York, New York 10036. Fields Gottscho Capital Management LLC is registered to serve clients across 6 states, including California, Florida, Maryland, New Jersey, New York and North Carolina.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fields Gottscho Capital Management LLC by the Numbers
$232.3 million
4
194
$1.2 million
Fee Structure
Financial management fees largely depend on the financial services offered. However, fees billed by the company may include any combination of the following fee structures: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with retail investors, high net worth investors and pension plans. Out of its 194 accounts, Fields Gottscho Capital Management LLC's largest client type is high net worth investors, although it also serves 56 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 4% of its accounts reside abroad.
- High-Net-Worth Individuals* - 63.64%
- Other Individuals - 30.68%
- Corporations - 5.68%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Fields Gottscho Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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