Fintech Collective Management LLC
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Learn more about Fintech Collective Management LLC
Overview
Fintech Collective Management LLC operates as a financial advisor firm that has its headquarters in New York, New York. It oversees $706.2 million in assets under management throughout 17 customer accounts, making it one of the larger investment advisory firms in the country by assets under management (AUM). Fintech Collective Management LLC has a small group, including 12 financial advisors. Fintech Collective Management LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial assets such as options, stocks and bonds.
Fintech Collective Management LLC manages all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which a portfolio manager makes buy and sell choices without requiring the customer's consent. The firm's average account size is $41.5 million. The typical advisor at Fintech Collective Management LLC administers about one client account, placing it among the most personalized firms in the country.
The company's central office is located at 200 Park Avenue South, New York, New York 10003. The company is legally permitted to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fintech Collective Management LLC by the Numbers
$706.2 million
12
17
$41.5 million
Fee Structure
A financial advisor's fees typically depend on which services the firm provides the client. Fee types billed by the firm can be comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to pooled investment vehicles. Out of its 17 clients, Fintech Collective Management LLC's largest client group is pooled investment vehicles. About 19% of the firm's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Fintech Collective Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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