Firmament Cap Advisors, LLC
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Overview
Firmament Cap Advisors, LLC operates as a financial advisory firm that has its headquarters in New York, New York. It oversees $1.0 billion in assets throughout one client account, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). It has a small group, including 19 financial advisors. Firmament Cap Advisors, LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets such as bonds, stocks and options.
Firmament Cap Advisors, LLC administers all of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make transaction judgments for the client's account without requiring the client's permission. The advisory firm administers roughly $1.0 billion for each account. An average financial advisor at Firmament Cap Advisors, LLC manages fewer than one client account, placing it among the most individualized financial advisor firms in the country.
The firm's central office is at 50 Rockefeller Plaza, New York, New York 10020-1605. It is legally permitted to provide services to investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Firmament Cap Advisors, LLC by the Numbers
$1.0 billion
25
1
$1.0 billion
Fee Structure
A financial advisor's fees largely vary depending on which services the firm provides the client. However, fees billed by the firm can be comprised of some blend of the following fee types: asset-based, performance-based or other. The firm does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm provides services to pooled investment vehicles. Firmament Cap Advisors, LLC's biggest client type is pooled investment vehicles. None of the firm's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Firmament Cap Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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