Frm Investment Management (Usa) LLC
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Overview
Frm Investment Management (Usa) LLC operates as a financial advisor firm based in New York, New York. It oversees $1.5 billion in assets under management throughout four customer accounts, placing it among the largest financial advisory firms in the United States by assets under management (AUM). Frm Investment Management (Usa) LLC has a small group, including 15 financial advisors. Frm Investment Management (Usa) LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as options, equities and bonds.
Frm Investment Management (Usa) LLC administers all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices for the client's account are made by an investment advisor without needing to seek client approval. The company manages roughly $382.5 million for each customer account. An average financial advisor at Frm Investment Management (Usa) LLC oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.
Frm Investment Management (Usa) LLC's headquarters is located at 1345 Avenue Of The Americas, New York, New York 10105. It is legally allowed to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Frm Investment Management (Usa) LLC by the Numbers
$1.5 billion
20
4
$382.5 million
Products and Services
Financial services that Frm Investment Management (Usa) LLC provides can include portfolio management for pooled investment vehicles and selection of other advisers. Frm Investment Management (Usa) LLC is not involved in selling products or offering services other than investment advisory services to its investment advisory accounts. It is also affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services vary depending on which services the firm provides the client. However, fees billed by the company can include the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
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Offered by 10% of firms
Other
Unavailable
Types of Clients
It caters to pooled investment vehicles. Out of its four customers, Frm Investment Management (Usa) LLC's largest client group by number of accounts is pooled investment vehicles. About 75% of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Frm Investment Management (Usa) LLC does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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