Kingdon Capital Management, L.L.C
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Overview
Kingdon Capital Management, L.L.C operates as an advisory firm located in New York, New York. The firm oversees $815.7 million in total assets throughout seven client accounts, placing it among the bigger financial advisory firms in the country by assets under management (AUM). It has a small group, including 9 financial advisors. Kingdon Capital Management, L.L.C is not a registered broker-dealer, meaning it is not able to buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial assets like bonds, equities and options.
Kingdon Capital Management, L.L.C oversees all of the company's client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by a portfolio manager without requiring client consent. The advisory firm oversees roughly $116.5 million for each customer account. The typical advisor at Kingdon Capital Management, L.L.C manages fewer than one client account, placing it among the most personalized firms in the country.
Kingdon Capital Management, L.L.C's central office is at 152 West 57Th Street, New York, New York 10019-3308. Kingdon Capital Management, L.L.C is legally allowed to serve customers in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Kingdon Capital Management, L.L.C by the Numbers
$815.7 million
21
7
$116.5 million
Products and Services
Kingdon Capital Management, L.L.C offers multiple financial services, which can consist of portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The company does not sell products or offer services other than investment advice to its investment advisory customers. The company also has a number of financial industry affiliations, including with a commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice largely depend on which services the firm provides the client. However, fee types charged by the company can be comprised of the following fee structures: asset-based or performance-based. The company does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pooled investment vehicles. Out of its seven clients, Kingdon Capital Management, L.L.C's largest client group is pooled investment vehicles. About 57% of its accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Kingdon Capital Management, L.L.C does not have any disclosures.
Please visit its Form ADV for more details.
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