Lionshead Wealth Management, LLC
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Overview
Lionshead Wealth Management, LLC operates as a financial advisor company located in New York, New York. The company handles $119.1 million in assets under management over 320 accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). Lionshead Wealth Management, LLC has a small group, including 2 financial advisors. Lionshead Wealth Management, LLC does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as options, stocks and bonds.
Lionshead Wealth Management, LLC administers more than half of the firm's accounts on a discretionary basis. Discretionary management means that transaction decisions are made by an investment advisor without requiring client authorization. It also has 14 non-discretionary accounts with a total of $10.5 million in AUM. The investment advisory firm's average account size is $372,198. An average financial advisor at Lionshead Wealth Management, LLC manages about 160 client accounts.
Lionshead Wealth Management, LLC's headquarters is located at 1180 Avenue Of The Americas, New York, New York 10036. Lionshead Wealth Management, LLC is registered to provide services to customers throughout a few states, including Connecticut, Florida, New Jersey, New York and Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Lionshead Wealth Management, LLC by the Numbers
$119.1 million
2
320
$372.2 thousand
Products and Services
Lionshead Wealth Management, LLC offers a number of services, which can consist of portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. In the past fiscal year, it provided financial planning services to 51-100 of its customers. The company is involved in selling products or offering services different than investment advisory services to its clients.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually vary depending on the type of services provided. Fees billed by Lionshead Wealth Management, LLC likely include any blend of the following fee structures: asset-based or fixed. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors and high net worth investors. Out of its 320 accounts, Lionshead Wealth Management, LLC's largest client is retail investors, although it also caters to 30 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 40%
- Other Individuals - 60%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Lionshead Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Lionshead Wealth Management, LLC
New York, NY
New York, NY
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