Moerus Capital Management LLC
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Overview
Moerus Capital Management LLC operates as a financial advisory firm headquartered in New York, New York. Moerus Capital Management LLC oversees $814.3 million in total assets throughout 10 client accounts, making it one of the bigger firms in the United States by assets under management (AUM). It has a small group, including 4 financial advisors. Moerus Capital Management LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial investments such as options, stocks and bonds.
Moerus Capital Management LLC administers all of the company's accounts in a discretionary manner. Discretionary management means that transaction decisions for the client's account are made by a portfolio manager without requiring client approval. The company oversees roughly $81.4 million for each account. The average financial advisor at Moerus Capital Management LLC manages around three client accounts, making it one of the most individualized advisor firms in the country.
The firm's central office is located at 307 West 38Th Street, New York, New York 10018.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Moerus Capital Management LLC by the Numbers
$814.3 million
9
10
$81.4 million
Fee Structure
A financial advisor's fees depend on the services offered. Fees charged by the firm may include the following fee structures: asset-based, fixed or performance-based. The firm does not supply a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company does business with a broad range of investors. The firm works with high net worth investors, investment companies, pooled investment vehicles, pension plans and charitable organizations. Out of its 10 clients, Moerus Capital Management LLC's largest client type is pooled investment vehicles, although it also caters to one high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Around 50% of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 10%
- Other Individuals - 0%
- Corporations - 80%
- Charitable Organizations - 10%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Moerus Capital Management LLC does not have any disclosures.
Please visit its Form ADV for more details.
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