Montgomery Capital Advisors LLC
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Learn more about Montgomery Capital Advisors LLC
Overview
Montgomery Capital Advisors LLC is a financial advisor company headquartered in New York, New York. The firm has $92.4 million in assets across 88 client accounts. Montgomery Capital Advisors LLC has a small group, including 1 financial advisor. Montgomery Capital Advisors LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are exchangable financial assets such as equities, options and bonds.
Montgomery Capital Advisors LLC oversees all of its accounts on a discretionary basis. Discretionary management means that transaction decisions are made by a portfolio manager without needing client authorization. The firm oversees an average of $1.1 million in assets for every client account. The average advisor at Montgomery Capital Advisors LLC manages around 88 client accounts.
Montgomery Capital Advisors LLC's main office is located at 485 Madison Avenue, New York, New York 10022. The company is legally permitted to serve investors across a few states, including Maryland, New York and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Montgomery Capital Advisors LLC by the Numbers
$92.4 million
2
88
$1.1 million
Fee Structure
Fees for financial management largely are based on the type of services provided. Fees billed by the firm typically consist of the following fee type: asset-based. Montgomery Capital Advisors LLC does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Montgomery Capital Advisors LLC provides services to retail investors and high net worth investors. Out of its 88 accounts, Montgomery Capital Advisors LLC's biggest client by number of accounts is retail investors, but it also caters to 17 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are non-U.S. persons.
- High-Net-Worth Individuals* - 32.08%
- Other Individuals - 67.92%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Montgomery Capital Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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