Needham Investment Management, LLC
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Overview
Needham Investment Management, LLC is an advisory company located in New York, New York. The company handles $623.4 million in assets across five customer accounts, making it one of the bigger firms in the country by assets under management (AUM). The firm has a small group, including 3 financial advisors. Needham Investment Management, LLC is not a registered broker-dealer, signifying that it cannot buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like equities, options and bonds.
Needham Investment Management, LLC oversees all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor makes buy and sell judgments without needing the customer's consent. The advisory firm's typical account size is $124.7 million. The typical financial advisor at Needham Investment Management, LLC manages around two client accounts, making it one of the most personalized firms in the country.
The company's central office is at 250 Park Ave, New York, New York 10177.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Needham Investment Management, LLC by the Numbers
$623.4 million
11
5
$124.7 million
Fee Structure
Fees charged by financial advisors are based on which service is offered. However, fees billed by the company likely include any blend of the following fee structures: asset-based or performance-based. The firm does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Needham Investment Management, LLC provides services to investment companies and pooled investment vehicles. Out of its five accounts, Needham Investment Management, LLC's biggest client by number of accounts is investment companies. None of the company's clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Needham Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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