Neo Ivy Capital Management, LLC
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Overview
Neo Ivy Capital Management, LLC operates as a financial advisor firm headquartered in New York, New York. Neo Ivy Capital Management, LLC oversees $186.9 million in assets under management throughout three customer accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). Neo Ivy Capital Management, LLC has a small team, including 7 financial advisors. Neo Ivy Capital Management, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets such as equities, options and bonds.
Neo Ivy Capital Management, LLC administers all of the firm's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor makes buy and sell decisions without requiring the client's approval. The company's typical account size is $62.3 million. The typical advisor at Neo Ivy Capital Management, LLC oversees fewer than one client account, making it one of the most personalized advisor firms in the country.
The firm's headquarters is at 551 Fifth Avenue, New York, New York 10176.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Neo Ivy Capital Management, LLC by the Numbers
$186.9 million
10
3
$62.3 million
Fee Structure
Financial advisory fees largely are based on the type of financial services offered. Fee types charged by the company likely include some blend of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to pooled investment vehicles. Out of its three clients, Neo Ivy Capital Management, LLC's largest client is pooled investment vehicles. About 66% of the company's accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Neo Ivy Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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