Once Capital Management, LLC
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Overview
Once Capital Management, LLC operates as an advisory company that has its headquarters in New York, New York. The firm handles $93.8 million in total assets over three customer accounts. The company has a small group, including 4 financial advisors. Once Capital Management, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, bonds and equities.
Once Capital Management, LLC oversees all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell judgments are made by a portfolio manager without needing the client's approval. Once Capital Management, LLC oversees about $31.3 million for each customer account. The typical advisor at Once Capital Management, LLC oversees fewer than one client account, making it one of the most individualized firms in the country.
The company's main office is located at 450 Park Ave, New York, New York 10022. The firm is legally permitted to serve investors in the state of New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Once Capital Management, LLC by the Numbers
$93.8 million
5
3
$31.3 million
Fee Structure
Financial advisory fees usually vary depending on the services provided. However, fee types charged by the firm may include the following fee types: asset-based or performance-based. Once Capital Management, LLC does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pooled investment vehicles and other. Out of its three clients, Once Capital Management, LLC's biggest client type is pooled investment vehicles. Around 100% of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Once Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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