Oppenheimer Alternative Investment Management, LLC
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Overview
Oppenheimer Alternative Investment Management, LLC operates as a financial advisor firm headquartered in New York, New York. It has $269.8 million in assets over six customer accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The firm has a small group, including 0 financial advisor. Oppenheimer Alternative Investment Management, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets such as options, equities and bonds.
Oppenheimer Alternative Investment Management, LLC oversees all of the company's accounts in a discretionary manner. Discretionary management means that transaction choices for the client's account are made by a portfolio manager without needing the customer's permission. The firm's average account size is $45.0 million.
Oppenheimer Alternative Investment Management, LLC's central office is at 85 Broad Street, 24Th Floor, New York, New York 10004.
Assets Under Management
Disclosures
Office Location
Oppenheimer Alternative Investment Management, LLC by the Numbers
$269.8 million
8
6
$45.0 million
Products and Services
Financial services that Oppenheimer Alternative Investment Management, LLC offers include portfolio management for pooled investment vehicles and selection of other advisers. Oppenheimer Alternative Investment Management, LLC does not sell products or offer services apart from investment advice to its investment advisory customers. It also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, trust company, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management largely vary depending on the services offered. Fees billed by the firm most likely include any blend of the following fee structures: asset-based or performance-based. Oppenheimer Alternative Investment Management, LLC does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with pooled investment vehicles. Out of its six accounts, Oppenheimer Alternative Investment Management, LLC's biggest client is pooled investment vehicles. None of its customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Oppenheimer Alternative Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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