Piper Sandler Advisors LLC
Answer a few questions and
get matched with an advisor.
Learn more about Piper Sandler Advisors LLC
Overview
Piper Sandler Advisors LLC is a financial advisor firm that has its headquarters in New York, New York. It manages $378.7 million in assets under management throughout two accounts, placing it among the bigger financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 2 financial advisors. Piper Sandler Advisors LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets like options, bonds and stocks.
Piper Sandler Advisors LLC manages all of the firm's accounts in a discretionary manner. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without needing to seek the customer's approval. The company oversees roughly $189.4 million in assets for each client account. An average advisor at Piper Sandler Advisors LLC manages around one client account, placing it among the most personalized financial advisor firms in the country.
Piper Sandler Advisors LLC's headquarters is located at 1251 Avenue Of The Americas,, New York, New York 10020. Piper Sandler Advisors LLC is permitted to serve customers throughout 2 states, including Minnesota and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Piper Sandler Advisors LLC by the Numbers
$378.7 million
12
2
$189.4 million
Fee Structure
Financial management fees typically depend on the financial services provided. Fees charged by the firm typically consist of the following fee structure: asset-based. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to pooled investment vehicles. Out of its two clients, Piper Sandler Advisors LLC's biggest client type is pooled investment vehicles. None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Piper Sandler Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.