Pollen Street Capital (Us) LLC
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Learn more about Pollen Street Capital (Us) LLC
Overview
Pollen Street Capital (Us) LLC is an advisory company based in New York, New York. The company has $1.2 billion in total assets throughout four accounts, making it one of the larger investment advisory firms in the country by assets under management (AUM). The firm has a small group, including 3 financial advisors. Pollen Street Capital (Us) LLC is not a registered broker-dealer, meaning the firm cannot buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like equities, bonds and options.
Pollen Street Capital (Us) LLC administers all of the firm's accounts on a discretionary basis. Discretionary management signifies that buy and sell decisions are made by a portfolio manager without needing to seek client approval. The investment advisory firm's typical account size is $294.0 million. The average financial advisor at Pollen Street Capital (Us) LLC manages about one client account, placing it among the most individualized advisor firms in the country.
The company's central office is at 747 3Rd Avenue, New York, New York 10017.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pollen Street Capital (Us) LLC by the Numbers
$1.2 billion
6
4
$294.0 million
Fee Structure
Fees for financial advisory services typically are based on which services the firm provides the client. Fees charged by the company typically consist of the following fee type: asset-based. The firm does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to pooled investment vehicles and other. Out of its four clients, Pollen Street Capital (Us) LLC's largest client type by number of accounts is other. Around 25% of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pollen Street Capital (Us) LLC does not have any disclosures.
Please visit its Form ADV for more details.
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