Tanaka Capital Management Inc
Answer a few questions and
get matched with an advisor.
Learn more about Tanaka Capital Management Inc
Overview
Tanaka Capital Management Inc operates as a financial advisory firm that has its headquarters in New York, New York. It manages $34.1 million in assets throughout 23 client accounts. Tanaka Capital Management Inc has a small group, including 3 financial advisors. Tanaka Capital Management Inc does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as equities, bonds and options.
Tanaka Capital Management Inc oversees all of its accounts in a discretionary manner. Discretionary management means that a portfolio manager makes transaction judgments for the client's account without requiring the client's authorization. The company's average account size is $1.5 million. The average advisor at Tanaka Capital Management Inc oversees around eight client accounts, placing it among the more personalized advisor firms in the country.
The firm's central office is located at 60 East 42Nd Street, New York, New York 10165. The company is legally allowed to serve clients throughout 2 states, including Connecticut and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tanaka Capital Management Inc by the Numbers
$34.1 million
3
23
$1.5 million
Fee Structure
Fees for financial advice largely depend on which services the firm provides the client. Fees charged by Tanaka Capital Management Inc most likely are comprised of any blend of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Tanaka Capital Management Inc provides services to retail investors, high net worth investors, investment companies and pension plans. Out of its 23 accounts, Tanaka Capital Management Inc's largest client group by number of accounts is retail investors, but it also caters to six high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 31.58%
- Other Individuals - 57.89%
- Corporations - 10.53%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Tanaka Capital Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Tanaka Capital Management Inc
New York, NY
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.