Richard P. Slaughter Associates, Inc
Answer a few questions and
get matched with an advisor.
Learn more about Richard P. Slaughter Associates, Inc
Overview
Richard P. Slaughter Associates, Inc is a financial advisor firm based in Austin, Texas. Richard P. Slaughter Associates, Inc handles $729.7 million in total assets across 1,602 client accounts, placing it among the bigger firms in the nation by assets under management (AUM). The firm has a small group, including 8 financial advisors. Richard P. Slaughter Associates, Inc is not a registered broker-dealer, signifying that it cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like bonds, equities and options.
Richard P. Slaughter Associates, Inc manages 1,390 of its client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell choices without requiring client authorization. It also manages 212 non-discretionary accounts with a total of $12.6 million in assets. The advisory firm's typical account size is $455,474. The average financial advisor at Richard P. Slaughter Associates, Inc oversees about 200 client accounts.
The firm's headquarters is located at 13809 Research Blvd, Austin, Texas 78750. The company is allowed to provide services to clients across a number of states, including California, Colorado, Nebraska, New Mexico and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Richard P. Slaughter Associates, Inc by the Numbers
$729.7 million
11
1,602
$455.5 thousand
Products and Services
Richard P. Slaughter Associates, Inc provides a variety of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. In the prior fiscal year, Richard P. Slaughter Associates, Inc provided 251-500 of its customers with financial planning services. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory accounts. Richard P. Slaughter Associates, Inc is affiliated with a number of other companies in the financial services industry, including with a pension consultant.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
-
Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely are based on which services the firm provides the client. However, fee types charged by the company most likely include the following fee structures: asset-based or hourly. The company does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
Unavailable
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Richard P. Slaughter Associates, Inc caters to retail investors and high net worth investors. Out of its 1,602 clients, Richard P. Slaughter Associates, Inc's largest client by number of accounts is retail investors, but it also serves 216 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 42.52%
- Other Individuals - 57.48%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Richard P. Slaughter Associates, Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Richard P. Slaughter Associates, Inc
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Austin, TX
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.