Rockpoint
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Learn more about Rockpoint
Overview
Rockpoint is a financial advisory firm located in Dallas, Texas. The company administers $16.3 billion in assets throughout 45 client accounts, placing it among the largest firms in the country by assets under management (AUM). Rockpoint has a large group, including 53 financial advisors. Rockpoint does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments like options, equities and bonds.
Rockpoint oversees all of the company's client assets in a discretionary manner. Discretionary management is a structure in which an investment advisor makes buy and sell decisions without requiring the client's permission. The advisory firm's average account size is $363.0 million. The typical financial advisor at Rockpoint administers fewer than one client account, making it one of the most individualized advisor firms in the country.
Rockpoint's main office is located at 3953 Maple Ave., Dallas, Texas 75219. It is permitted to provide services to customers across 4 states, including California, Florida, Massachusetts and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rockpoint by the Numbers
$16.3 billion
115
45
$363.0 million
Fee Structure
Fees charged by financial advisors vary depending on which services the firm provides the client. Fee types charged by the firm likely include any combination of the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The company works with pooled investment vehicles. Out of its 45 clients, Rockpoint's largest client type by number of accounts is pooled investment vehicles. None of the company's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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