Via Iv Investments, LLC
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Overview
Via Iv Investments, LLC is an advisory firm located in Willowbrook, Illinois. The firm manages $188.8 million in total assets across 564 accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The company has a small team, including 4 financial advisors. Via Iv Investments, LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as equities, options and bonds.
Via Iv Investments, LLC manages all of the company's client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make buy and sell judgments without requiring client consent. The company's typical account size is $334,836. The average advisor at Via Iv Investments, LLC administers about 141 client accounts.
The firm's main office is located at 1333 Burr Ridge Parkway, Willowbrook, Illinois 60527. The company is registered to provide services to clients throughout 7 states, including Arizona, Florida, Illinois, Indiana, Louisiana, Michigan and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Via Iv Investments, LLC by the Numbers
$188.8 million
4
564
$334.8 thousand
Fee Structure
Fees charged by financial advisors vary depending on which services the firm provides the client. Fee types billed by the firm most likely consist of the following fee types: asset-based, performance-based or other. The company does not supply a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It works with retail investors and high net worth investors. Out of its 564 clients, Via Iv Investments, LLC's largest client by number of accounts is retail investors, but it also manages money for 37 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 6.56%
- Other Individuals - 93.44%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Via Iv Investments, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Via Iv Investments, LLC
Willowbrook, IL
Hinsdale, IL
Houston, TX
Burr Ridge, IL
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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