Pathmont Investment Management
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Overview
Pathmont Investment Management is a financial advisory company based in Seattle, Washington. The company has $116.6 million in assets over 66 customer accounts, making it a mid-tier investment advisory firm in the nation by assets under management (AUM). It has a small team, including 1 financial advisor. Pathmont Investment Management is not a registered broker-dealer, meaning the firm is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as bonds, options and stocks.
Pathmont Investment Management administers all of its client assets on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make transaction decisions without requiring the customer's approval. The company supervises an average of $1.8 million for every client account. The average financial advisor at Pathmont Investment Management administers about 66 client accounts, placing it towards the middle in terms of personalization.
The company's headquarters is at 2208 Nw Market St, Seattle, Washington 98107. The company is legally allowed to serve customers in the state of Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Pathmont Investment Management by the Numbers
$116.6 million
1
66
$1.8 million
Fee Structure
Fees charged by financial advisors typically vary depending on which services are provided. Fee types charged by Pathmont Investment Management may include some blend of the following fee types: asset-based or fixed. The firm does not provide a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to high net worth investors, charitable organizations and corporations. Out of its 66 clients, Pathmont Investment Management's biggest client group is high net worth investors, though it also serves 24 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 85.71%
- Other Individuals - 0%
- Corporations - 7.14%
- Charitable Organizations - 7.14%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Pathmont Investment Management does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Pathmont Investment Management
Seattle, WA
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