Amy
Alba

Penserra Capital Management LLC

CRD#7327672
Investment Advisor
in Orinda, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Amy Alba is a financial advisor operating out of Orinda, California with a total of 1 year of relevant experience. Alba is an employee of Penserra Capital Management LLC. During their career, Alba has held roles at Lucky Strike, Express Factory Outlets, Cooper & Glimmerglass Fitness Centers In Suny Oswego, Oswego County Opportunities, Bank Of New York Mellon, Penserra Securities, The High School For Enterprise, Business & Technology and Suny Oswego. Alba has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can operate in California and New York. Penserra Capital Management LLC is a company operating out of Orinda, CA. The investment advisory business has offices in two locations and a total of 12 advisors. It has $6 billion in assets between its 42 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. Penserra Capital Management LLC provides a set of services, including portfolio management for investment companies and portfolio management for pooled investment vehicles. A financial advisor's fees usually vary depending on which services the firm provides the client. However, fees billed by Penserra Capital Management LLC most likely include any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for investment companies, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

4 Orinda Way Suite 100-A
Orinda, CA 94563

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Penserra Capital Management LLC Brokerage Details

Total Assets Under Management

$5,816,000,000

CA Average: $7,578,581,321
Total Number of Employees

12

CA Average: 43
Total Number of Accounts

42

CA Average: 3,727
Average Account Size

$138,476,190

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Amy Alba Work History

Amy has been registered as a financial advisor for 1 years.*

2020 - Present (4 years)

Penserra Securities

2019 - 2020 (1 year)

Bank Of New York Mellon

2018 - 2018 (< 1 year)

Oswego County Opportunities

2017 - 2017 (< 1 year)

Express Factory Outlets

2016 - 2016 (< 1 year)

Lucky Strike

2016 - 2019 (3 years)

Cooper & Glimmerglass Fitness Centers In Suny Oswego

2015 - 2019 (4 years)

Suny Oswego

2011 - 2015 (4 years)

The High School For Enterprise, Business & Technology

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Amy Alba to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Penserra Capital Management LLC

Kevin Mclaverty
Orinda, CA
Christine Johanson
Orinda, CA
Connie Kreutzer
Chicago, IL
Dustin Lewellyn
Orinda, CA
Amy Alba
Orinda, CA
George Madrigal
Orinda, CA
Lee Geiger
Orinda, CA
Anthony Castelli
Orinda, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started