David
Miller
Scholtz & Company, LLC
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About this Advisor
David Miller is a financial advisor working out of Los Angeles, California with 2 years of industry experience. Miller is an advisor for Scholtz & Company, LLC. Their career trajectory has included roles at B. Riley & Co., LLC, Topeka Capital Markets Inc, Loop Capital Markets LLC, Scholtz & Company, LLC and Imperial Capital LLC. Miller has Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to operate in California. Scholtz & Company, LLC is a registered investment business headquartered in Stamford, CT. It has a total of 10 people on staff. It administers $276 million in total assets across its 355 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. The firm serves two charities and foundations. Of its 355 accounts, 41% are held by high-net-worth investors who have greater than $1 million in assets available to invest. Scholtz & Company, LLC has a set of services, including financial planning services and portfolio management for individuals and small businesses. A financial advisor's fees usually are based on the services offered. However, fee types charged by Scholtz & Company, LLC likely include some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Scholtz & Company, LLC Brokerage Details
$275,700,653
10
355
$776,622
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
David Miller Work History
David has been registered as a financial advisor for 2 years.*
Scholtz & Company, LLC
Imperial Capital LLC
Loop Capital Markets LLC
Topeka Capital Markets Inc
B. Riley & Co., LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Miller to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Scholtz & Company, LLC
Los Angeles, CA
Stamford, CT
Stamford, CT
Stamford, CT
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