Kenneth
Lee
Lpl Financial LLC
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About this Advisor
Kenneth Lee is a financial advisor operating in Fremont, California with a total of 2 years of industry experience. Lee currently works for Lpl Financial LLC. Their career trajectory has included roles at Bbva Compass Investment Solutions, Inc, Compass Bank, Bbva Wealth Solutions Inc, Bbva Securities Inc, Bbva Compass Insurance Agency, Inc, Fremont Bank and Lpl Financial LLC. Lee has Series 63 and Series 66 licenses, certifying them as a securities broker, and is registered to serve investors in California and Texas. Lpl Financial LLC is a company that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 financial advisors. It administers $368 billion in assets under management among its 1,688,501 customer accounts, making it one of the largest firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are held by high-net-worth clients who have more than $1 million in assets. Lpl Financial LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees largely depend on which services the firm provides the client. However, fees billed by Lpl Financial LLC can be comprised of some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Kenneth Lee Work History
Kenneth has been registered as a financial advisor for 2 years.*
Fremont Bank
Lpl Financial LLC
Bbva Securities Inc
Bbva Wealth Solutions Inc
Bbva Compass Investment Solutions, Inc
Bbva Compass Insurance Agency, Inc
Compass Bank
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kenneth Lee to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Dallas, TX
North Reading, MA
Pittsburgh, PA
Hanover, PA
Springfield, IL
Charlotte, NC
Fort Madison, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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