Stacy
Kim
Deutsche Bank Securities Inc
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About this Advisor
Stacy Kim is a financial advisor working in Los Angeles, California with a total of 4 years of industry experience. Kim currently works for Deutsche Bank Securities Inc. During their career, Kim has held roles at Bank Of The West, N/A, East West Bank, Cetera Investment Advisers LLC, City National Bank, Deutsche Bank Securities Inc and Deutsche Bank National Trust Co (Affiliate Of Dbsi). Kim holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Deutsche Bank Securities Inc is a company operating out of New York, NY. The investment advisory business has a total of 1,585 financial advisors. It oversees $21 million in assets under management among its 15 client accounts, making it one of the smaller investment advisory firms in the United States by assets under management. Of its 15 accounts, 47% are held by high-net-worth investors who have more than $1 million in investable assets. The company has a diverse set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and security rating services. Fees for financial advice largely are based on the financial services offered. Fees billed by Deutsche Bank Securities Inc may include any combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Deutsche Bank Securities Inc Brokerage Details
$21,348,952
1,585
15
$1,423,263
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
Stacy Kim Work History
Stacy has been registered as a financial advisor for 4 years.*
Deutsche Bank Securities Inc
Deutsche Bank National Trust Co (Affiliate Of Dbsi)
City National Bank
Cetera Investment Advisers LLC
East West Bank
N/A
Bank Of The West
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stacy Kim to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Deutsche Bank Securities Inc
Los Angeles, CA
New York, NY
New York, NY
Jacksonville, FL
New York, NY
New York, NY
Miami, FL
Miami, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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