Yajaira
Serrano
Rockefeller Financial LLC
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About this Advisor
Yajaira Serrano is a financial advisor working out of Los Angeles, California who has 1 year of relevant experience. Serrano is an advisor for Rockefeller Financial LLC. Their career trajectory has included roles at Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC, El Pollo Loco, Inglewood High School and Rockefeller Financial LLC. Serrano has Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to serve investors in California and Texas. Rockefeller Financial LLC is an advisory business based out of New York, NY. The firm has offices in 39 locations and a total of 531 advisors. It administers $35 billion in assets across its 46,727 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 215 charitable organizations. Of its 46,727 client accounts, 29% are held by high-net-worth individuals who have at least $1 million in investable assets. Rockefeller Financial LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically vary depending on the financial services offered. However, fees charged by Rockefeller Financial LLC most likely include any blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Yajaira Serrano Work History
Yajaira has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Bank, Na
El Pollo Loco
Inglewood High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Yajaira Serrano to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Chicago, IL
Boca Raton, FL
Birmingham, MI
San Francisco, CA
Atlanta, GA
Saratoga Springs, NY
St. Augustine, FL
Atlanta, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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