Shannon
James
Morgan Stanley
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About this Advisor
Shannon James is a financial advisor working in Atlanta, Georgia, with 2 years of relevant experience. James is an advisor for Morgan Stanley. Over the course of their career, James has held roles at E*Trade Securities LLC, Mcmaster-Carr Supply Company, Morgan Stanley and Berman Capital Advisors, LLC. James holds Series 66 and Series 63 licenses, designating them as a securities representative, and is able to advise clients in Georgia and Texas. Morgan Stanley is a company that has its headquarters in Purchase, NY. The company has offices in 930 locations and a total of 28,000 employees. It has $1 trillion in assets across its 2,233,188 customer accounts, placing it among the largest firms in the country by assets under management. The firm serves 30,383 charitable organizations. Of its 2,233,188 customer accounts, just 1% are associated with high-net-worth investors who have greater than $1 million in assets available to invest. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management typically are based on which services the firm provides the client. However, fee types charged by Morgan Stanley likely are comprised of any blend of asset-based, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Brokerage Details
$1,185,061,196,999
28,000
2,233,188
$530,659
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Shannon James Work History
Shannon has been registered as a financial advisor for 2 years.*
Morgan Stanley
Berman Capital Advisors, LLC
Morgan Stanley
E*Trade Securities LLC
Mcmaster-Carr Supply Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Shannon James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley
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Oakland, CA
Fort Lauderdale, FL
Walnut Creek, CA
New York, NY
Pueblo, CO
Blue Bell, PA
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