Nicholas
Raupp
Transamerica Financial Advisors, Inc
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About this Advisor
Nicholas Raupp is a financial advisor operating out of Saint Louis, Missouri who has 2 years of relevant experience. Raupp is an employee of Transamerica Financial Advisors, Inc. Throughout their career, Raupp has worked at University Of Evansville, Buffalo Trace Council, Bsa, American Medical Response, Safety Basics, LLC, Wd Boyce Council, Bsa, Central Catholic High School, Transamerica Financial Advisors, Inc, American United Life, Barat Academy, Homemaker, Securitas, Student, Men'S Wearhouse, Safety Basics, Wd Boyce Council, Oneamerica Securities, Transamerica Advisors Network, United Financial Services and Oneamerica. Raupp holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in Missouri and Texas. Transamerica Financial Advisors, Inc is a financial advisory company that has its headquarters in Saint Petersburg, FL. The company has offices in 286 locations and a total of 1,235 people on staff. It manages $2 billion in total assets across its 59,659 accounts, placing it among the largest firms in the nation by assets under management. The firm serves 18 charities and foundations. Of its 59,659 client accounts, just 2% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm offers a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules vary depending on which services the firm provides the client. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Nicholas Raupp Work History
Nicholas has been registered as a financial advisor for 2 years.*
Transamerica Financial Advisors, Inc
Transamerica Advisors Network
United Financial Services
Oneamerica Securities
American United Life
Oneamerica
Wd Boyce Council, Bsa
Wd Boyce Council, Bsa
Safety Basics, LLC
Barat Academy
Homemaker
Securitas
Safety Basics
Wd Boyce Council
Buffalo Trace Council, Bsa
Wd Boyce Council, Bsa
Buffalo Trace Council, Bsa
Wd Boyce Council
American Medical Response
Wd Boyce Council, Bsa
American Medical Response
Wd Boyce Council
University Of Evansville
Wd Boyce Council, Bsa
University Of Evansville
Wd Boyce Council, Bsa
Student
Men'S Wearhouse
Central Catholic High School
Student
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Raupp to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Draper, UT
Orem, UT
Plano, TX
Plano, TX
Bridgeport, MI
Colorado Springs, CO
Pasadena, CA
Woodland Hills, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
