Alison
Roth
Mariner Wealth Advisors
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About this Advisor
Alison Roth is a certified financial planner and chartered financial analyst who works out of Patchogue, New York with a total of 1 year of industry experience. Roth works at Mariner Wealth Advisors. Over the course of their career, Roth has held roles at Adviceperiod, LLC, Apexium Financial, Altfest Personal Wealth Management, Payden & Rygel, Loyola Marymount University, Mariner Wealth Advisors and Mariner Platform Solutions. Roth can serve investors in California and New York. Mariner Wealth Advisors is an advisory business operating out of Leawood, KS. The company has offices in 68 locations and a total of 1,465 employees. It oversees $66 billion in assets under management among its 112,465 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to 128 charitable organizations. Of its 112,465 client accounts, 34% belong to high-net-worth clients who have greater than $1 million in investable assets. Mariner Wealth Advisors has a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees for financial advisory services vary depending on the services. However, fees billed by Mariner Wealth Advisors can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Mariner Wealth Advisors Brokerage Details
$65,874,566,238
1,465
112,465
$585,734
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
Alison Roth Work History
Alison has been registered as a financial advisor for 1 years.*
Mariner Wealth Advisors
Mariner Platform Solutions
Adviceperiod, LLC
Apexium Financial
Altfest Personal Wealth Management
Payden & Rygel
Loyola Marymount University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Alison Roth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Mariner Wealth Advisors
Oklahoma City, OK
Tulsa, OK
Cincinnati, OH
Irvine, CA
Kingsport, TN
Leawood, KS
Leawood, KS
Concord, NH
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
