Steven
Cohen
Rockefeller Financial LLC
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About this Advisor
Steven Cohen is a financial advisor who works out of New York, New York with a total of 2 years of industry experience. Cohen is on the advisory team at Rockefeller Financial LLC. During their career, Cohen has held roles at George Weiss Associates, Inc, Nomura Securities International, Inc, N/A, Morgan Stanley, Morgan Stanley Private Bank, National Association, Rockefeller Financial LLC and Rock & Co LLC. Cohen has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to work in New York and Texas. Rockefeller Financial LLC is a registered investment company that has its headquarters in New York, NY. The company has offices in 39 locations and a total of 531 employees. It handles $35 billion in assets across its 46,727 customer accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm provides financial advice to 215 charitable organizations. Of its 46,727 accounts, 29% are associated with high-net-worth investors who have more than $1 million in assets. Rockefeller Financial LLC performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors typically depend on the financial services offered. Fees billed by Rockefeller Financial LLC likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Steven Cohen Work History
Steven has been registered as a financial advisor for 2 years.*
Rockefeller Financial LLC
Rock & Co LLC
N/A
Morgan Stanley
Morgan Stanley Private Bank, National Association
Nomura Securities International, Inc
George Weiss Associates, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Cohen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Los Angeles, CA
Atlanta, GA
Boca Raton, FL
Scottsdale, AZ
Cincinnati, OH
Los Gatos, CA
San Francisco, CA
Saratoga Springs, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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