Kevin
Phinney
Principal Securities, Inc
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About this Advisor
Kevin Phinney is a financial advisor based out of Cornelius, North Carolina with 6 years of industry experience. Phinney is an advisor for Principal Securities, Inc. Their career trajectory has included roles at First Investors Corporation, Target, Unc Chapel Hill, Foresters Financial Services, Arc Of Union/Cabarrus, Principal Securities Inc, Principal Life Insurance Company and Fulcrum Capital Partners. Phinney holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in North Carolina and Texas. Principal Securities, Inc is an advisory business that has its headquarters in Des Moines, IA. The investment advisory business has offices in 350 locations and a total of 1,430 people on staff. It has $9 billion in assets among its 46,075 client accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 34 charities and foundations. Of its 46,075 accounts, just 3% are associated with high-net-worth clients who have more than $1 million in investable assets. Principal Securities, Inc performs a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely vary depending on which services the firm provides the client. Fees billed by Principal Securities, Inc can include some blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Kevin Phinney Work History
Kevin has been registered as a financial advisor for 6 years.*
Fulcrum Capital Partners
Principal Securities Inc
Principal Life Insurance Company
Arc Of Union/Cabarrus
Foresters Financial Services
Foresters Financial Services
First Investors Corporation
First Investors Corporation
Target
Unc Chapel Hill
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kevin Phinney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Tampa, FL
Raleigh, NC
Lansing, MI
Williamston, MI
Des Moines, IA
Des Moines, IA
Puyallup, WA
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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