Patricia
Van Pelt
Stifel, Nicolaus & Company, Inc
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About this Advisor
Patricia Van Pelt is a financial advisor working in Charlotte, North Carolina who has 1 year of relevant experience. Van Pelt is on the advisory team at Stifel, Nicolaus & Company, Inc. Over the course of their career, Van Pelt has held roles at Grandview Financial Group, Sterne Agee, Saw'S Juke Joint, Stifel Nicolaus and Stifel, Nicolaus & Company, Inc. Van Pelt has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina. Stifel, Nicolaus & Company, Inc is a registered investment business that has its headquarters in Saint Louis, MO. It has offices in 459 locations and a total of 6,729 people on staff. It manages $133 billion in assets across its 334,814 accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 1,312 charities and foundations. Of its 334,814 client accounts, 24% belong to high-net-worth individuals who have at least $1 million in investable assets. The firm offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees vary depending on which services the firm provides the client. Fee types charged by Stifel, Nicolaus & Company, Inc may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Patricia Van Pelt Work History
Patricia has been registered as a financial advisor for 1 years.*
Stifel, Nicolaus & Company, Inc
Stifel Nicolaus
Grandview Financial Group
Sterne Agee
Saw'S Juke Joint
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Patricia Van Pelt to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
Succasunna, NJ
Sioux Falls, SD
Atlanta, GA
Boston, MA
Chicago, IL
Southfield, MI
Palm Desert, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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