Richard
Trotta
Citizens Securities, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Richard Trotta is a financial advisor working in Kingston, Pennsylvania, with 1 year of relevant experience. Trotta is currently employed by Citizens Securities, Inc. Their career trajectory has included roles at Keystone Captial Corp, Sterne Agee Financial Services, Sterne Agee Investment Advisor Services, Inc, Santander Bank, Na, Santander Securities, LLC and Citizens Securities, Inc. Trotta has Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to serve investors in Delaware, Florida, New Jersey, New York and Pennsylvania. Citizens Securities, Inc is an advisory company that has its headquarters in Hingham, RI. It has offices in 1,059 locations and a total of 613 people on staff. It has $7 billion in assets under management between its 47,802 customer accounts, placing it among the largest financial advisory firms in the nation by assets under management. Citizens Securities, Inc offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Financial management fees largely are based on which services are provided. Fees charged by Citizens Securities, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Citizens Securities, Inc Brokerage Details
$6,960,227,088
613
47,802
$145,605
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Richard Trotta Work History
Richard has been registered as a financial advisor for 1 years.*
Citizens Securities, Inc
Santander Bank, Na
Santander Securities, LLC
Sterne Agee Financial Services
Sterne Agee Investment Advisor Services, Inc
Keystone Captial Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Trotta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Citizens Securities, Inc
Hudson, NH
Boston, MA
Schenectady, NY
Westerly, RI
Albany, NY
Bethesda, MD
Westerly, RI
Philadelphia, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
