James
Moffett
Hightower Advisors, LLC
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About this Advisor
James Moffett is a financial advisor working out of Houston, Texas, who has 5 years of industry experience. Moffett currently works for Hightower Advisors, LLC. Throughout their career, Moffett has worked at Salient Partners, L.P, Salient Capital, L.P, Salient Capital Advisors, LLC, Salient Private Client, LLC and Hightower Securities LLC. Moffett maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Hightower Advisors, LLC is an advisory business based in Chicago, IL. The company has offices in 100 locations and a total of 1,700 employees. It has $105 billion in assets among its 144,757 customer accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm advises 474 charitable organizations. Of its 144,757 customer accounts, just 13% belong to high-net-worth individuals who have more than $1 million in assets. The business offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fees charged by Hightower Advisors, LLC can consist of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hightower Advisors, LLC Brokerage Details
$105,230,209,755
1,700
144,757
$726,944
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
James Moffett Work History
James has been registered as a financial advisor for 5 years.*
Hightower Securities LLC
Salient Private Client, LLC
Salient Partners, L.P
Salient Capital, L.P
Salient Capital Advisors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Moffett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hightower Advisors, LLC
Waltham, MA
San Diego, CA
Madison, NJ
Downers Grove, IL
Alpharetta, GA
Wayne, PA
Dallas, TX
Wayne, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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