James
Warburton
Goldman Sachs Personal Financial Management
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About this Advisor
James Warburton is a certified financial planner working out of Houston, Texas who has 7 years of relevant experience. Warburton is an advisor for Goldman Sachs Personal Financial Management. Their career trajectory has included roles at United Capital Financial Advisers, LLC, Texas Tech Club and Texas Tech University. Warburton is registered to advise clients in Texas. Goldman Sachs Personal Financial Management is an advisory company operating out of Newport Beach, CA. The firm has offices in 87 locations and a total of 727 people on staff. It handles $13 billion in total assets among its 82,991 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 153 charities and foundations. Of its 82,991 accounts, 17% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors depend on which services the firm provides the client. However, fees charged by Goldman Sachs Personal Financial Management may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Goldman Sachs Personal Financial Management Brokerage Details
$13,178,742,322
727
82,991
$158,797
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
James Warburton Work History
James has been registered as a financial advisor for 7 years.*
United Capital Financial Advisers, LLC
Texas Tech Club
Texas Tech University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Warburton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Goldman Sachs Personal Financial Management
Westport, CT
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Irving, TX
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Reno, NV
Cohoes, NY
Carnegie, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
