Kathryn
Staples
Penney Financial
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About this Advisor
Kathryn Staples is a certified financial planner working in Houston, Texas with 2 years of industry experience. Staples is an employee of Penney Financial. During their career, Staples has held roles at Penney Financial, Heart And Soul Tea Room, Rmb Capital, Pine Cove, Texas Tech University, Plano East Senior High, Hawiian Falls, Live Oak Church and Williams High School. Staples is approved to serve investors in Louisiana and Texas. Penney Financial is a registered investment business that has its headquarters in Houston, TX. The firm has offices in five locations and just three advisors. It oversees $134 million in assets across its 303 accounts, making it one of the mid-sized investment advisory firms in the nation by assets under management. The firm advises one charities and foundations. Of its 303 accounts, 71% are held by high-net-worth individuals who have greater than $1 million in assets. The firm offers a few services, such as financial planning services and portfolio management for individuals and small businesses. A financial advisor's fees usually depend on which services the firm provides the client. However, fee types billed by Penney Financial most likely include any blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Penney Financial Brokerage Details
$134,089,319
3
303
$442,539
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Kathryn Staples Work History
Kathryn has been registered as a financial advisor for 2 years.*
Penney Financial
Penney Financial
Heart And Soul Tea Room
Rmb Capital
Heart And Soul Tea Room
Pine Cove
Live Oak Church
Pine Cove
Texas Tech University
Plano East Senior High
Hawiian Falls
Plano East Senior High
Williams High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathryn Staples to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Penney Financial
Houston, TX
Houston, TX
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
