Stephen
Mangold
Sanders Morris Harris LLC
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About this Advisor
Stephen Mangold is a chartered financial consultant based out of Houston, Texas with a total of 4 years of industry experience. Mangold is currently employed by Sanders Morris Harris LLC. Mangold has gained experience at Jeff Reeter, Northwestern Investment Services, LLC, National Planning Corporation, Next Financial Group, Inc, Tectonic Advisors and Sanders Morris Harris. Mangold has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can work in Texas. Sanders Morris Harris LLC is a registered investment company based in Houston, TX. The company has a total of 28 advisors. It administers $492 million in total assets among its 464 accounts, placing it among the bigger financial advisory firms in the nation by assets under management. Of its 464 customer accounts, 25% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Sanders Morris Harris LLC provides a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees vary depending on which services the firm provides the client. Fee types billed by Sanders Morris Harris LLC most likely consist of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sanders Morris Harris LLC Brokerage Details
$492,285,125
28
464
$1,060,959
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Stephen Mangold Work History
Stephen has been registered as a financial advisor for 4 years.*
Tectonic Advisors
Sanders Morris Harris
Next Financial Group, Inc
National Planning Corporation
Jeff Reeter
Northwestern Investment Services, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Stephen Mangold to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sanders Morris Harris LLC
Dallas, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Houston, TX
Dallas, TX
Dallas, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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