Ae Wealth Management, LLC

CRD#282580
Investment Advisor Firm

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Learn more about Ae Wealth Management, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Ae Wealth Management, LLC is an advisory company headquartered in Topeka, Kansas. It administers $19.6 billion in assets under management across 142,130 customer accounts, placing it among the biggest firms in the country by assets under management (AUM). It has a large team, including 434 financial advisors. Ae Wealth Management, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like equities, bonds and options.

    Ae Wealth Management, LLC administers all of the firm's client assets in a discretionary manner. Discretionary management signifies that transaction choices are made by a portfolio manager without needing to seek the client's consent. Ae Wealth Management, LLC supervises an average of $138,184 in assets for each customer account. The typical advisor at Ae Wealth Management, LLC manages around 327 client accounts.

    Ae Wealth Management, LLC’s headquarters is at 2950 Sw Mcclure Road, Topeka, Kansas 66614. The company is legally permitted to provide services to investors across 51 U.S. states and territories.

    Assets Under Management

    $19.6 billion

    Number of Advisors

    434

    Disclosures

    No

    Office Location

    2950 Sw Mcclure Road
    Topeka, KS 66614

    Ae Wealth Management, LLC by the Numbers

    Total Assets Under Management

    $19.6 billion

    National Average: $9.0 billion
    Total Number of Employees

    572

    National Average: 71,771
    Total Number of Accounts

    142,130

    National Average: 4,329
    Average Account Size

    $138.2 thousand

    National Average: $2.1 million
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    Products and Services

    Ae Wealth Management, LLC offers a number of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the last fiscal year, the firm provided 101-250 of its customers with financial planning services. The company is not engaged in selling products or offering services aside from investment advisory services to its investment advisory customers. Ae Wealth Management, LLC is also affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer, accountant or accounting firm, lawyer or law firm, insurance company or agency and real estate broker or dealer.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 47% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 21% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 7% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees usually depend on which services the firm provides the client. Fees charged by the firm can include the following fee structures: asset-based, hourly or fixed. The company participates in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 70% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 33% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Ae Wealth Management, LLC works with a broad range of clients. Ae Wealth Management, LLC works with retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 142,130 accounts, Ae Wealth Management, LLC's largest client is retail investors, but it also caters to 3,110 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are non-U.S. persons.

    • High-Net-Worth Individuals* - 4.4%
    • Other Individuals - 91.53%
    • Corporations - 4.06%
    • Charitable Organizations - 0.02%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ae Wealth Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Ae Wealth Management, LLC

    Jeremiah Sullivan
    Topeka, KS
    William Thatcher
    Grand Rapids, MI
    Rebecca Hettinger
    Denver, CO
    Scott Sierens
    Elgin, IL
    Eric Brelsford
    Carlsbad, CA
    Jonathan Joles
    Sebring, FL
    Matthew Weissman
    Wilmington, NC
    Michael Windle
    Plymouth, MI
    Derek Brown
    Peoria, AZ

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